HomeMy WebLinkAbout2023-01 TPFA ResolutionRESOLUTION NO. TPFA 2023-01
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE
TEMECULA PUBLIC FINANCING AUTHORITY
AUTHORIZING THE ISSUANCE OF SPECIAL TAX BONDS
FOR THE TEMECULA PUBLIC FINANCING AUTHORITY
COMMUNITY FACILITIES DISTRICT NO. 16-01
(RORIPAUGH RANCH PHASE 2), AND APPROVING
RELATED DOCUMENTS AND ACTIONS
THE BOARD OF DIRECTORS OF THE TEMECULA PUBLIC FINANCING
AUTHORITY DOES HEREBY RESOLVE AS FOLLOWS:
Section 1. The Board of Directors has conducted proceedings under and pursuant to the
Mello -Roos Community Facilities Act of 1982, as amended (the "Act"), to form the Temecula
Public Financing Authority Community Facilities District No. 16-01 (Roripaugh Ranch Phase 2)
(the "District"), to authorize the levy of special taxes on the real property within the District, and
to issue bonds secured by the special taxes the proceeds of which are to be used to finance certain
public improvements, all as described in Resolution No. TPFA 16-04 adopted by the Board of
Directors on April 26, 2016.
Section 2. Pursuant to said proceedings, on March 16, 2017, the Temecula Public
Financing Authority (the "Authority"), for and on behalf of the District: (i) entered into a Fiscal
Agent Agreement, dated as of March 1, 2017 (the "Original Fiscal Agent Agreement"), with
U.S. Bank National Association (now known as U.S. Bank Trust Company, National Association),
as fiscal agent (the "Fiscal Agent"); and (ii) issued $42,815,000 initial principal amount of
Temecula Public Financing Authority Community Facilities District No. 16-01 (Roripaugh Ranch
Phase 2) 2017 Special Tax Bonds (the "2017 Bonds") in order to provide financing for public
improvements authorized to be funded by the District (the "Facilities").
Section 3. The Original Fiscal Agent Agreement provided for the issuance by the Authority
for the District of Parity Bonds, as defined therein, secured on a parity with the 2017 Bonds, in
order to provide additional financing for costs of the Facilities.
Section 4. There have been submitted to the Board of Directors for its approval certain
documents providing for the issuance and sale of two additional series of bonds of the Authority
for the District (collectively, the "2023 Bonds") and the use of the proceeds of the 2023 Bonds to
finance costs of the Facilities, and the Board of Directors, with the assistance of City of Temecula
Staff and consultants, has reviewed said documents and found them to be in proper order.
Section 5. On April 24, 2001, the Board of Directors adopted Resolution No. TPFA 01-02
approving local goals and policies for community facilities districts (the "Goals and Policies") and
the proposed 2023 Bonds are consistent with the Goals and Policies.
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Section 6. Pursuant to Section 5852.1 of the California Government Code, certain
information relating to the 2023 Bonds is set forth in Exhibit A attached to this Resolution, and
such information is hereby disclosed and made public.
Section 7. Following the adoption of this Resolution, all conditions, things and acts
required to exist, to have happened and to have been performed precedent to and in the issuance
of the 2023 Bonds as contemplated by this Resolution and the documents referred to herein exist,
have happened and have been performed in due time, form and manner as required by the laws of
the State of California.
Section 8. Pursuant to the Act, this Resolution and the Amended and Restated Fiscal Agent
Agreement (referenced in Section 9 below), the 2023 Bonds designated as "Temecula Public
Financing Authority Community Facilities District No. 16-01 (Roripaugh Ranch Phase 2) Special
Tax Bonds, Series 2023A" and "Temecula Public Financing Authority Community Facilities
District No. 16-01 (Roripaugh Ranch Phase 2) Special Tax Bonds, Capital Appreciation Series
2023B," in an aggregate principal amount not to exceed $10,000,000 are hereby authorized to be
issued and sold as provided herein. The 2023 Bonds shall be secured on a parity with the 2017
Bonds under the Amended and Restated Fiscal Agent Agreement, and shall be executed in the
respective forms set forth in and otherwise as provided in the Amended and Restated Fiscal Agent
Agreement.
In furtherance of the issuance of the 2023 Bonds, the Board of Directors hereby finds and
determines that (a) the 2023 Bonds satisfy the requirements of Section 53345.8(a) of the Act in
that the appraised value of the real property in the District is more than three times the aggregate
of the principal amount of the 2023 Bonds and the outstanding principal amount of the 2017 Bonds,
based upon the appraised value of the real property in the District as determined by Integra Realty
Resources in its appraisal of the property in the District subject to the levy of the special taxes for
the District; (b) the 2023 Bonds, when issued pursuant to the Amended and Restated Fiscal Agent
Agreement, will be in accordance with the Goals and Policies; (c) the 2023 Bonds are in
accordance with Section IX of the City of Temecula's Annual Operating Budget of Fiscal Year
2021-22 regarding Capital Financing and Debt Management (the "Debt Policies"), and the Board
of Directors has adopted the Debt Policies as the debt policies for the Authority, and (d) the 2017
Bond Transfer Restriction Release Date, as defined in the Original Fiscal Agent Agreement, has
occurred.
Section 9. The Amended and Restated Fiscal Agent Agreement, in the form presented to
the Board of Directors at this meeting, is hereby approved. The Executive Director, the Assistant
Executive Director and the Treasurer (each a "Designated Officer"), each acting alone, are hereby
authorized and directed to execute and deliver the Amended and Restated Fiscal Agent Agreement
in said form, with such additions thereto or changes therein as are approved by the Designated
Officer executing the Amended and Restated Fiscal Agent Agreement upon consultation with the
Authority's General Counsel and Bond Counsel, the approval of such additions or changes to be
conclusively evidenced by the execution and delivery of the Amended and Restated Fiscal Agent
Agreement by a Designated Officer. The date, manner of payment, interest rate or rates, interest
payment dates, denominations, form, registration privileges, manner of execution, place of
payment, terms of redemption and other terms of the 2023 Bonds shall be as provided in the
Amended and Restated Fiscal Agent Agreement.
Section 10. The Bond Purchase Agreement (the "Purchase Contract") between the
Authority and Stifel, Nicolaus & Company, Incorporated (the "Underwriter"), in the form
presented to the Board of Directors at this meeting, is hereby approved. The Executive Director
and the Treasurer, each acting alone, are hereby authorized and directed to accept the offer of the
Underwriter to purchase the 2023 Bonds contained in the Purchase Contract; provided that (a) the
aggregate principal amount of the 2023 Bonds sold thereby is not in excess of $10,000,000, (b)
the true interest cost of the 2023 Bonds is not in excess of 7.0%, (c) the underwriter's discount is
not in excess of 2.0% of the aggregate principal amount of the 2023 Bonds, and (d) the
requirements of clause (a) of the second paragraph of Section 8 above are satisfied. The
Designated Officers, each acting alone, are hereby authorized and directed to execute and deliver
the Purchase Contract in said form (if the requirements of the preceding sentence are satisfied),
with such additions thereto or changes therein as are recommended or approved by the Designated
Officer executing such document upon consultation with the Authority's General Counsel and
Bond Counsel, the approval of such additions or changes to be conclusively evidenced by the
execution and delivery of the Purchase Contract by a Designated Officer.
Section 11. The Preliminary Official Statement describing the 2023 Bonds, in the form
presented to the Board of Directors at this meeting, is hereby approved. The Designated Officers
are hereby authorized and directed, for and in the name and on behalf of the Authority, to make
changes to the Preliminary Official Statement prior to its dissemination to prospective investors,
and to bring the Preliminary Official Statement into the form of a final official statement (the
"Official Statement") including such additions thereto or changes therein as are recommended or
approved by any such officer upon consultation with the Authority's General Counsel and
Disclosure Counsel. The Executive Director is hereby authorized and directed to execute and
deliver the Official Statement. The Underwriter is hereby authorized to distribute copies of the
Preliminary Official Statement to persons who may be interested in the purchase of the 2023 Bonds
and is directed to deliver copies of the Official Statement to all actual purchasers of the 2023
Bonds.
The Designated Officers, each acting alone, are hereby authorized to execute a certificate
or certificates to the effect that the Official Statement and the Preliminary Official Statement were
deemed "final" as of their respective dates for purposes of Rule 15c2-12 of the Securities Exchange
Act of 1934, and is authorized to so deem such statements final.
Section 12. The Continuing Disclosure Agreement related to the 2023 Bonds, in the form
appended to the Preliminary Official Statement, is hereby approved. The Designated Officers,
each acting alone, are hereby authorized and directed, for and in the name of and on behalf of the
Authority, to execute and deliver the Continuing Disclosure Agreement in said form, with such
additions thereto or changes therein as are deemed necessary, desirable or appropriate by the
Designated Officer executing the Continuing Disclosure Agreement, upon consultation with the
Authority's General Counsel and Disclosure Counsel, the approval of such changes to be
conclusively evidenced by the execution and delivery by a Designated Officer of the Continuing
Disclosure Agreement.
Section 13. The Authority hereby covenants, for the benefit of the owners of the 2023
Bonds, to commence and diligently pursue to completion any foreclosure action regarding
delinquent installments of any amount levied as a special tax for the payment of interest or
principal of the 2023 Bonds, said foreclosure action to be commenced and pursued as more
completely set forth in the Fiscal Agent Agreement.
Section 14. The 2023 Bonds, when executed, shall be delivered to the Fiscal Agent for
authentication. The Fiscal Agent is hereby requested and directed to authenticate the 2023 Bonds
by executing the Fiscal Agent's certificate of authentication and registration appearing thereon,
and to deliver the 2023 Bonds, when duly executed and authenticated, to the Underwriter in
accordance with written instructions executed on behalf of the Authority by the Executive
Director, which instructions such officer is hereby authorized and directed, for and in the name
and on behalf of the Authority, to execute and deliver to the Fiscal Agent. Such instructions shall
provide for the delivery of the 2023 Bonds to the Underwriter upon payment of the purchase price
therefor.
Section 15. All actions heretofore taken by the officers and agents of the Authority with
respect to the sale and issuance of the 2023 Bonds are hereby approved, confirmed and ratified,
and the proper officers of the Authority are hereby authorized and directed to do any and all things
and take any and all actions and execute any and all certificates, agreements and other documents
which they, or any of them, may deem necessary or advisable in order to consummate the lawful
issuance and delivery of the 2023 Bonds in accordance with this Resolution, and any certificate,
agreement, and other document described in the documents herein approved.
Section 16. This Resolution shall take effect upon its adoption.
PASSED, APPROVED, AND ADOPTED by the Board of Directors of the
Temecula Public Financing Authority this 14t" day of February, 2023.
ATTEST:
Randi Joh , ecretary
[SEAL]
j
2Z,K fev
Zak Schwank, Chair
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STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss
CITY OF TEMECULA )
I, Randi Johl, Secretary of the Temecula Public Financing Authority, do hereby certify
that the foregoing Resolution No. TPFA 2023-01 was duly and regularly adopted by the Board of
Directors of the Temecula Public Financing Authority at a meeting thereof held on the 14t' day of
February, 2023, by the following vote:
AYES: 5 BOARD MEMBERS: Alexander, Brown, Kalf is, Schwank,
Stewart
NOES: 0 BOARD MEMBERS: None
ABSTAIN: 0 BOARD MEMBERS: None
ABSENT: 0 BOARD MEMBERS: None
W!��
Randi Johl, Secretary
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EXHIBIT A
GOVERNMENT CODE SECTION 5852.1 DISCLOSURE
The following information consists of estimates that have been provided by Fieldman, Rolapp &
Associates, Inc., the Authority's Municipal Advisor, which have been represented to have been
provided in good faith:
(A) True Interest Cost of the 2023 Bonds: 5.67%
(B) Finance Charges: $516,693
(C) Net Proceeds to be Received: $7,470,212 (net of Finance Charges, reserves or capitalized
interest)
(D) Total Payment Amount through Maturity_(sum of all 2023 Bond debt service): $28,754,001
The foregoing estimates constitute good faith estimates only and are based on market conditions
prevailing at the time of preparation of such estimates on January 10, 2023.
The principal amount of the 2023 Bonds, the true interest cost of the 2023 Bonds, the finance
charges thereof, the amount of proceeds received therefrom and total payment amount with respect
thereto may differ from such good faith estimates due to (a) the actual date of the sale of the 2023
Bonds being different than the date used for purposes of such estimates, (b) the actual principal
amount of 2023 Bonds sold being different from the estimated amount used for purposes of such
estimates, (c) the actual principal amortization of the 2023 Bonds being different than the
amortization assumed for purposes of such estimates, (d) the actual market interest rates on the
2023 Bonds at the time of sale of the 2023 Bonds being different than those estimated for purposes
of such estimates, (e) other market conditions, or (f) alterations in the Authority's financing plan,
or a combination of such factors. The actual date of sale of the 2023 Bonds and the actual principal
amount of the 2023 Bonds sold will be determined based on the timing of the need for proceeds
of the 2023 Bonds and other factors. The actual interest rates on the 2023 Bonds will depend on
market interest rates at the time of sale thereof. The actual amortization of the principal of the 2023
Bonds will also depend, in part, on market interest rates at the time of sale thereof. Market interest
rates are affected by economic and other factors beyond the control of the Authority.
Exhibit A