HomeMy WebLinkAbout06-01 TPFA Resolution
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RESOLUTION NO. TPFA 06-01
A RESOLUTION OF THE BOARD OF DIRECTORS OF
THE TEMECULA PUBLIC FINANCING AUTHORITY
AUTHORIZING THE ISSUANCE OF SPECIAL TAX
BONDS OF THE TEMECULA PUBLIC FINANCING
AUTHORITY FOR ITS COMMUNITY FACILITIES
DISTRICT NO. 03-02 (RORIPAUGH RANCH),
APPROVING AND DIRECTING THE EXECUTION OF A
FISCAL AGENT AGREEMENT AND APPROVING OTHER
RELATED DOCUMENTS AND ACTIONS
THE BOARD OF DIRECTORS OF THE TEMECULA PUBLIC FINANCING
AUTHORITY DOES HEREBY RESOLVE AS FOLLOWS:
Section 1. This Board of Directors has conducted proceedings under and
pursuant to the Mello-Roos Community Facilities Act of 1982 (the "law"), to form the
Temecula Public Financing Authority Community Facilities District No. 03-02 (Roripaugh
Ranch) (the "District"), to authorize the levy of special taxes upon the land within the
District, and to issue bonds secured by the special taxes the proceeds of which are to
be used to finance certain public improvements (the "Facilities") and the elimination of
certain assessment liens (the "Prior Liens") on property in the District, all as described in
Resolution No. TPFA 05-01 entitled "A Resolution of the Board of Directors of the
Temecula Public Financing Authority of Formation of Temecula Public Financing
Authority Community Facilities District No. 03-02 (Roripaugh Ranch), Authorizing the
levy of a Special Tax Within the District, Preliminary Establishing an Appropriations
Limit for the District and Submitting levy of the Special Tax and the Establishment of
the Appropriations Limit to the Qualified Electors of the District" and Resolution No.
TPFA 05-02 entitled "A Resolution of the Board of Directors of the Temecula Public
Financing Authority Determining the Necessity to Incur Bonded Indebtedness Within
Temecula Public Financing Authority Community Facilities District No. 03-02 (Roripaugh
Ranch) and Submitting Proposition to the Qualified Electors of the District," which
Resolutions were adopted by this Board of Directors on January 11, 2005.
Section 2. Pursuant to said resolutions, an election was held within the District
on January 11, 2005 and the then qualified electors of the District approved the
propositions of the incurrence of the bonded debt, the establishment of the
appropriations limit and the levy of the special tax by more than two-thirds of the votes
cast at said special election.
Section 3. There have been submitted to this Board of Directors for its
approval a Fiscal Agent Agreement (the "Fiscal Agent Agreement") providing for the
issuance of the Bonds (as defined in Section 5 below) and the use of the proceeds of
the Bonds to finance the Facilities and to eliminate the Prior Liens, as well as a
Preliminary Official Statement (the "Preliminary Official Statement") describing the
Bonds, a bond purchase agreement to be used in connection with the sale of the Bonds
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(the "Purchase Contract"), an Acquisition Agreement (the "Acquisition Agreement"),
relating to the use of a portion of the Bond proceeds to acquire Facilities, and a
Continuing Disclosure Agreement relating to the Bonds (the "Continuing Disclosure
Agreement"), and this Board of Directors, with the aid of City of Temecula staff, has
reviewed said documents and found them to be in proper order.
Section 4. All conditions, things and acts required to exist, to have happened
and to have been performed precedent to and in the issuance of the Bonds and the levy
of said special taxes as contemplated by this Resolution and the documents referred to
herein exist, have happened and have been performed in due time, form and manner as
required by the laws of the State of California, including the Law.
Section 5. Pursuant to the Law, this Resolution and the Fiscal Agent
Agreement, special tax bonds of the Temecula Public Financing Authority (the
"Authority") for the District (the "Bonds") in an aggregate principal amount not to exceed
$55,000,000 are hereby authorized to be issued, such bonds to be designated the
"Temecula Public Financing Authority Community Facilities District No. 03-02
(Roripaugh Ranch) 2006 Special Tax Bonds." The Bonds shall be executed in the form
set forth in and otherwise as provided in the Fiscal Agent Agreement.
The Board of Directors hereby finds and determines that, based on the appraisal
of Stephen G. White, MAl, referred to in the Preliminary Official Statement for the
Bonds, the Bonds have in excess of a one to three lien to value ratio as required by the
Authority's Local Goals and Policies for Community Facilities Districts, adopted by the
Board of Directors on April 10, 2001 (the "Local Goals and Policies"). The Board of
Directors finds that the Bonds, when issued pursuant to the Fiscal Agent Agreement,
will be in accordance with the Local Goals and Policies. The Board of Directors further
finds that the sale of the Bonds at negotiated sale as contemplated by the Purchase
Contract will result in a lower overall cost.
Section 6. The Fiscal Agent Agreement with respect to the Bonds, in the form
presented to this Board of Directors at this meeting, is hereby approved. The Executive
Director is hereby authorized and directed to execute and deliver the Fiscal Agent
Agreement in said form, with such additions thereto or changes therein as are approved
by the Executive Director upon consultation with the Authority's General Counsel and
Bond Counsel, the approval of such additions or changes to be conclusively evidenced
by the execution and delivery of the Fiscal Agent Agreement by the Executive Director.
The date, manner of payment, interest rate or rates, interest payment dates,
denominations, form, registration privileges, manner of execution, place of payment,
terms of redemption and other terms of the Bonds shall be as provided in the Fiscal
Agent Agreement as finally executed.
Section 7. The Purchase Contract between the Authority and Stone &
Youngberg LLC (the "Underwriter"), in the form presented to the Board of Directors at
this meeting, is hereby approved. The Executive Director and the Treasurer, each
acting alone, are hereby authorized and directed to accept the offer of the Underwriter
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to purchase the Bonds contained in the Purchase Contract (provided that the aggregate
principal amount of the Bonds sold thereby is not in excess of $55,000,000, the true
interest cost of the Bonds is not in excess of 7.0% and the underwriter's discount is not
in excess of 3.0% of the aggregate principal amount of the Bonds) and to execute and
deliver the Purchase Contract in said form, with such additions thereto or changes
therein as are recommended or approved by the officer executing such document upon
consultation with the Authority's General Counsel and Bond Counsel, the approval of
such additions or changes to be conclusively evidenced by the execution and delivery of
the Purchase Contract by the Authority.
Section 8. The Preliminary Official Statement, in the form presented to the
Board of Directors at this meeting, is hereby approved. The Executive Director is
hereby authorized and directed, for and in the name and on behalf of the Authority, to
make changes to the Preliminary Official Statement prior to its dissemination to
prospective investors, and to bring the Preliminary Official Statement into the form of a
final official statement (the "Official Statement") including such additions thereto or
changes therein as are recommended or approved by such officer upon consultation
with Authority's General Counsel and Disclosure Counsel. The Executive Director is
hereby authorized and directed to execute and deliver the Official Statement. The
Underwriter is hereby authorized to distribute copies of the Preliminary Official
Statement to persons who may be interested in the purchase of the Bonds and is
directed to deliver copies of the Official Statement to all actual purchasers of the Bonds.
The Executive Director is hereby authorized to execute a certificate or certificates
to the effect that the Official Statement and the Preliminary Official Statement were
deemed "final" as of their respective dates for purposes of Rule 15c2-12 of the
Securities Exchange Act of 1934, and is authorized to so deem such statements final.
Section 9. The Continuing Disclosure Agreement related to the Bonds, in the
form presented to the Board of Directors at this meeting, is hereby approved. The
Executive Director is hereby authorized and directed, for and in the name of and on
behalf of the Authority, to execute and deliver the Continuing Disclosure Agreement in
said form, with such additions thereto or changes therein as are deemed necessary,
desirable or appropriate by the Executive Director upon consultation with the Authority's
General Counsel and Disclosure Counsel, the approval of such changes to be
conclusively evidenced by the execution and delivery by the Executive Director of the
Continuing Disclosure Agreement.
Section 10. The Acquisition Agreement relating to the acquisition of certain of
the Facilities to be financed by the District and specified therein from Ashby USA, LLC,
in the form presented to the Board of Directors at this meeting, is hereby approved. The
Executive Director is hereby authorized and directed to execute and deliver the
Acquisition Agreement in said form, with such additions thereto or changes therein as
are approved by the Executive Director upon consultation with the Authority Counsel
and Bond Counsel, the approval of such additions or changes to be conclusively
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evidenced by the execution and delivery of the Acquisition Agreement by the Executive
Director.
Section 11. The Authority hereby covenants, for the benefit of the Bondowners,
to commence and diligently pursue to completion any foreclosure action regarding
delinquent installments of any amount levied as a special tax for the payment of interest
or principal of the Bonds, said foreclosure action to be commenced and pursued as
more completely set forth in the Fiscal Agent Agreement.
Section 12. The Bonds, when executed, shall be delivered to the Fiscal Agent
(as defined in the Fiscal Agent Agreement) for authentication. The Fiscal Agent is
hereby requested and directed to authenticate the Bonds by executing the Fiscal
Agent's certificate of authentication and registration appearing thereon, and to deliver
the Bonds, when duly executed and authenticated, to the Underwriter in accordance
with written instructions executed on behalf of the Authority by the Executive Director,
which instructions such officer is hereby authorized and directed, for and in the name
and on behalf of the Authority, to execute and deliver to the Fiscal Agent. Such
instructions shall provide for the delivery of the Bonds to the Underwriter upon payment
of the purchase price therefor.
Section 13. The Authority has heretofore approved agreements with bond
counsel, the financial advisor and disclosure counsel for the Bonds. Given the
complexity of the Bond transaction and the extended time period to complete the
formation of the District and the Bond proceedings, the Executive Director and/or the
Treasurer are hereby authorized to approve (a) the agreement of disclosure counsel for
the Bonds in the form on file with the Authority and (b) amendments to the original
contracts with the Authority's bond counsel and financial advisor for the Bonds (or
amended contracts for such consultants), in a form acceptable to the Authority's
General Counsel, to increase their respective compensation, so long as such additional
compensation for bond counsel and the financial advisor is (i) payable solely from the
proceeds of the Bonds, and (ii) not in excess of fifty percent (50%) of the compensation
set forth in the respective consultant's original contract with the Authority.
Section 14. Pursuant to Resolution No. TPFA 05-04, the Secretary has
recorded a Notice of Special Tax Lien (the "Notice") regarding the District in the
Riverside County Recorder's Office. Subsequent to said recording, it has been
determined that there were two typographical errors in the Notice. Accordingly, the
Secretary is hereby directed to record a First Amendment to Notice of Special Tax Lien
in the form presented to the Board of Directors at this meeting, together with such
changes thereto as may be required by Bond Counsel to the Authority.
Section 15. All actions heretofore taken by the officers and agents of the
Authority with respect to the establishment of the District and the sale and issuance of
the Bonds are hereby approved, confirmed and ratified, and the proper officers of the
Authority are hereby authorized and directed to do any and all things and take any and
all actions and execute any and all certificates, agreements and other documents, which
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they, or any of them, may deem necessary or advisable in order to consummate the
lawful issuance and delivery of the Bonds in accordance with this Resolution, and any
certificate, agreement, and other document described in the documents herein
approved.
Section 16. This Resolution shall take effect upon its adoption.
PASSED, APPROVED, AND ADOPTED by the Board of Directors of the Temecula
Public Financing Authority this 28th day of February, 2006.
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A TrEST:
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STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss
CITY OF TEMECULA )
I, Susan W. Jones, MMC, City Clerk/Board Secretary of the Temecula Public
Financing Authority, do hereby certify that the foregoing Resolution No. TPFA 06- was
duly and regularly adopted by the Board of Directors of the Temecula Public Financing
Authority at a meeting thereof held on the 28th day of February, 2006, by the following
vote:
AYES: 5
BOARD MEMBERS:
NOES: 0
BOARD MEMBERS:
ABSENT: 0
BOARD MEMBERS:
ABSTAIN: 0
BOARD MEMBERS:
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Comerchero, Edwards, Naggar,
Washington, Roberts
None
None
None
. Jones, MMC
oard Secretary
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