HomeMy WebLinkAbout08-02 TPFA Resolution' RESOLUTION NO. TPFA 08-02
A RESOLUTION OF THE BOARD OF DIRECTORS OF
THE TEMECULA PUBLIC FINANCING AUTHORITY
AUTHORIZING AND DIRECTING VARIOUS ACTIONS
WITH RESPECT TO THE TEMECULA PUBLIC
FINANCING AUTHORITY COMMUNITY FACILITIES
DISTRICT NO. 03-02 (RORIPAUGH RANCH)
THE BOARD OF DIRECTORS OF THE TEMECULA PUBLIC FINANCING
AUTHORITY DOES HEREBY RESOLVE AS FOLLOWS:
Section 1. On January 11, 2005, this Board of Directors formed the Temecula
Public Financing Authority Community Facilities District No. 03-02 (Roripaugh Ranch)
(the "District") in order to finance various public improvements (the "Facilities")
necessitated by the development of the area known as Roripaugh Ranch in the City of
Temecula (the "City").
Section 2. In connection with the formation of the District and the financing
and construction of the Facilities, the Temecula Public Financing Authority (the
"Authority") (a) entered into an Acquisition Agreement, dated as of March 1, 2006 (the
"Acquisition Agreement") with Ashby USA, LLC (the "Developer"), pursuant to which the
' Developer was to construct most of the Facilities; (b) entered into a Joint Community
Facilities Agreement -City, dated as of January 1, 2005 (the "City JCFA") with the City,
pursuant to which the City agreed to accept certain Facilities upon their completion and
to assist the Authority in administering the Acquisition Agreement; (c) entered into a
Joint Community Facilities Agreement (Street Improvements), dated as of November 1,
2004 (the "County JCFA") with the County of Riverside (the "County"), the City and the
Developer, pursuant to which, among other matters, the County agreed to accept
certain of the Facilities upon their completion; (d) entered into a Joint Community
Facilities Agreement (Flood Control Improvements), dated as of November 1, 2004 (the
"Flood Control JCFA"), with the Riverside County Flood Control and Water
Conservation District (the "Flood Control District"), the County, the City and the
Developer, pursuant to which, among other matters, the Flood Control District agreed to
accept certain of the Facilities upon their completion; and (e) entered into a Joint
Community Facilities Agreement, dated as of January 1, 2005 (the "EMWD JCFA" and,
together with the County JCFA and the Flood Control JCFA, the "Other Public Agency
JCFAs"), with the Eastern Municipal Water District ("EMWD"), and the Developer,
pursuant to which, among other matters, EMWD agreed to accept certain of the
Facilities upon their completion.
Section 3. On April 27, 2006, the Authority issued, for and on behalf of the
District, $51,250,000 principal amount of Temecula Public Financing Authority
' Community Facilities District No. 03-02 (Roripaugh Ranch) 2006 Special Tax Bonds
(the "Bonds'), and entered into a Fiscal Agent Agreement, dated as of March 1, 2006
(the "Fiscal Agent Agreement") with U.S. Bank National Association, as fiscal agent (the
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' "Fiscal Agent"), in order to provide funds to finance the Facilities, and a portion of the
proceeds of the Bonds were deposited to an Acquisition Account established under the
Fiscal Agent Agreement (the "Acquisition Account") to be used to acquire certain of the
Facilities, upon their completion, from the Developer.
Section 4. Subsequent to the issuance of the Bonds, the Authority was
advised that some of the information regarding the Developer, and its members and
their principals, used in connection with the marketing of the Bonds was inaccurate and
incomplete, and the Authority then advised the Developer that various actions might
need to be taken to correct the deficiencies in the offering materials for the Bonds.
Section 5. In December, 2006, the Authority and the Developer entered into a
Deposit Agreement (the "Deposit Agreement") pursuant to which the Developer agreed
to deposit funds with the Authority as needed to pay costs related to remedial actions
with respect to the Bonds, and on March 6, 2007, the Authority and the Developer
entered into a Supplement No. 1 to Acquisition Agreement (the Acquisition Agreement,
as amended and supplemented by Supplement No. 1 to Acquisition Agreement, is
referred to below as the "Revised Acquisition Agreement"), amending and
supplementing the Acquisition Agreement in contemplation of a remarketing or other
restructuring of the Bonds in light of the deficiencies in the information used in the
offering materials for the Bonds.
' Section 6. Following the issuance of the Bonds, the Developer began
construction of some of the Facilities, but has failed to complete some of the Facilities
for which construction had commenced and has failed to commence construction of
other Facilities that need to be completed in order for residential home construction in
the District to proceed.
Section 7. The City has indicated a willingness to take over and complete the
construction of some of the Facilities that have not been completed, and to undertake
the construction of some of the other Facilities (collectively, the "Priority Public
Improvements"), if Bond proceeds and other amounts held under the Fiscal Agent
Agreement can be made available to pay the costs related thereto, including all
associated administrative, legal and other costs incident to the City moving forward with
such construction (collectively, the "Priority Public Improvement Costs").
Section 8. In order for the Bond funds to be available to pay Priority Public
Improvement Costs, and for the City to otherwise move forward with the Priority Public
Improvements (i) the Fiscal Agent Agreement needs to be amended, and bond counsel
to the Authority has drafted a Supplemental Agreement No. 1 to Fiscal Agent
Agreement (the "Supplement") that sets forth the necessary amendment, (ii) the City
JCFA needs to be amended and supplemented, and bond counsel to the Authority has
drafted an Amended and Restated Joint Community Facilities Agreement -City (the
"Amended City JCFA") that sets forth the necessary amendments and supplements,
' and (iii) the Authority needs to terminate the Acquisition Agreement and/or enter into
alternative arrangements with the Developer with regard to certain matters addressed
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by the Acquisition Agreement; and the Board of Directors now desires to approve the
Supplement and the Amended City JCFA, and to authorize the Executive Director to
execute such agreements and to terminate the Acquisition Agreement and/or enter into
alternative arrangements with respect thereto with the Developer, all as necessary or
desirable for the City to undertake the construction and completion of the Priority Public
Improvements and for the Authority to fund (with amounts held under the Fiscal Agent
Agreement) the Priority Public Improvement Costs.
Section 9. In order for the City to move forward with the construction and
completion of the Priority Public Improvements subject to the Other Public Agency
JCFAs, the Authority also needs to amend one or more of the Other Public Agency
JCFAs and/or enter into alternative arrangements with the County, the Flood Control
District and/or EMWD, and the Board of Directors now desires to authorize the
Executive Director to enter into amendments to one or more of the Other Public Agency
JCFAs and/or to enter into alternative arrangements with respect thereto, all as
necessary or desirable for the City to undertake the construction and completion of the
Priority Public Improvements and for the Authority to fund (with amounts held under the
Fiscal Agent Agreement) the Priority Public Improvement Costs.
Section 10. The Board of Directors hereby approves the Supplement and the
Amended Ciry JCFA, in the respective forms presented to the Board of Directors at this
meeting, and hereby authorizes the Executive Director to enter into such agreements in
' said forms, together with such changes therein as the Executive Director, following
consultation with Authority Counsel and bond counsel, shall approve, the approval of
such changes to be conclusively evidenced by the execution by the Authority of the
Supplement and the Amended City JCFA.
Section 11. The Board of Directors hereby authorizes the Executive Director,
for and on behalf of the Authority, to terminate the Acquisition Agreement and/or to
enter into alternative arrangements with the Developer with respect thereto, following
consultation with Authority Counsel and bond counsel, as he determines will best
enable the City to move forward with the construction and completion of the Priority
Public Improvements and for the Authority to fund those activities with amounts held in
the Acquisition Account established under the Fiscal Agent Agreement or the proceeds
of special taxes levied in the District.
Section 12. The Board of Directors hereby authorizes the Executive Director to
negotiate with the County, the Flood Control District, the City and EMWD, for and on
behalf of the Authority and the District, amendments to the Other Public Agency JCFAs
and/or alternative arrangements thereto as necessary or desirable, following
consultation with Authority Counsel and bond counsel, to best facilitate the construction
and completion of the Priority Public Improvements. The Board of Directors hereby
authorizes and directs the Executive Director to execute, for and on behalf of the
' Authority and the District, and the Secretary to attest, any such amendments or
alternative arrangements as negotiated by the Executive Director and approved as to
form by Authority Counsel, so long as all obligations of the Authority thereunder are
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' payable solely from amounts held under the Fiscal Agent Agreement or the proceeds of
special taxes levied in the District.
Section 13. The Board of Directors hereby authorizes the Executive Director,
working with the City, to make offers of settlement with contractors that have
constructed portions of the Priority Public Improvements on behalf of the Developer
seeking payment for work performed on such improvements, such settlements to be
funded from amounts in the Acquisition Account established under the Fiscal Agent
Agreement, subject to the Authority and the City receiving full releases of liability and
the release of any liens on the related Facilities.
Section 14. The Board of Directors hereby authorizes the Executive Director,
and confirms the authority of the Executive Director, to enter into or amend such
agreements with the Authority's financial advisor, Fieldman, Rolapp & Associates, the
Authority's disclosure counsel, McFarlin & Anderson LLP, the Authority's special
disclosure counsel, Nixon Peabody LLP and the Authority's bond counsel, Quint &
Thimmig LLP, and Nevada bankruptcy counsel, the Sidhu Law Firm for work related to
the prior efforts with respect to the proposed restructuring of the Bonds, the drafting and
the dissemination of information regarding the District and the Bonds provided to the
bond market, the collection of Special Taxes, protection of Authority and City actions
concerning the Bonds, and the agreements and alternative arrangements described in
this Resolution.
' Section 15. The Board of Directors hereby authorizes the Treasurer to pay,
from any lawfully available funds of the District and/or the proceeds of special taxes
levied in the District, all costs of the Authority and the District related to the prior efforts
with respect to the proposed restructuring of the Bonds, the drafting and the
dissemination of information regarding the District and the Bonds provided to the Bond
market, the collection of Special Taxes, protection of Authority and City actions with
respect to the Bonds and the agreements and alternative arrangements described in
this Resolution, including any fees and expenses of the Authority's financial advisor,
Fieldman, Rolapp & Associates, the Authority's disclosure counsel, McFarlin &
Anderson LLP, the Authority's special disclosure counsel, Nixon Peabody LLP and the
Authority's bond counsel, Quint &Thimmig LLP.
Section 16. This Resolution shall take effect upon its adoption.
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' PASSED, APPROVED, AND ADOPTED by the Board of Directors of the Temecula
Public Financing Authority this 13th day of May, 2008.
~- „~
Mich el S. Naggar, airperson
ATTEST:
[SEAL]
STATE OF CALIFORNIA )
' COUNTY OF RIVERSIDE ) ss
CITY OF TEMECULA )
I, Susan W. Jones, MMC, City Clerk/Board Secretary of the Temecula Public
Financing Authority, do hereby certify that the foregoing Resolution No. TPFA 08-02 was
duly and regularly adopted by the Board of Directors of the Temecula Public Financing
Authority at a meeting thereof held on the 13th day of May, 2008, by the following vote:
AYES: 5 BOARD MEMBERS: Comerchero, Edwards, Roberts,
Washington, Naggar
NOES: 0 BOARD MEMBERS: None
ABSENT: 0 BOARD MEMBERS: None
ABSTAIN: 0 BOARD MEMBERS: None
W/
' Susan W. Jones, MMC
City Cler Board Secretary
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